Wednesday, December 16, 2020

The Best Thing of All about 2020

 If 2020 has been an annus horribilis thus far, then surely the best thing about it is now upon us: it marks the 250th anniversary of the year of the birth of Ludwig van Beethoven (1770-1827).  December 17, 1770 is when he was christened, according to local parish records in Bonn. His actual birthday could have been at most a day or two earlier (those staunch Protestants -- and Catholics -- did not waste a moment in getting their infants properly baptized in those days, due to the high rates of infant mortality). Traditionally, therefore, the day which Beethoven himself celebrated -- December 16 -- has been accepted as his birthday.

This blog has always had a special interest in Beethoven, since his great Eroica Symphony (No. 3, op. 55, in E-Flat Major) was the subject of my honors thesis for the Music Department at Harvard, which in 2018 I greatly expanded and published as a book:





This is a short summary, which appears on the back cover:

In the fall of 1802, Beethoven’s anxiety over his loss of hearing reached a crisis point.  Deafness would mean he could no longer play or perform in public, and also would have to withdraw from Viennese society.  For a gifted composer filled with good will towards his fellow men, this was the most unjust punishment of all.

While composing a ballet score in 1801, Beethoven had absorbed the legend of the Titan Prometheus.  To punish him for stealing divine fire and bringing it to men, Zeus had Prometheus chained to a rock, where each day an eagle gnawed out his liver.  Prometheus regenerated himself overnight, refused to buckle under to Zeus, and endured until Hercules set him free.

This book documents the little-known story of how Beethoven drew inspiration from Prometheus’ example.  Transforming the music he wrote for the ballet, he surmounted his deafness, broke free of the classical mold and composed the Eroica Symphony, a masterpiece which changed the course of music forever.

For some of the previous blog posts in celebration of Beethoven, please follow these links:

https://accurmudgeon.blogspot.com/2014/12/beethoven-benedictus.html

https://accurmudgeon.blogspot.com/2010/12/untold-story-of-beethovens-eroica.html

 

 

 

Friday, December 11, 2020

Lawlessness Everywhere

 Our country is at a crucial crossing point.  In the past, even though there were extraordinarily damaging disputes such as the Civil War, the country survived them by adhering to its founding fathers' principle that ours was "a country of laws, not men." In other words, the Constitution was worth protecting at all costs, lest we descend into some form of tyranny -- which, by definition, is government by man (or men), not by law.  The tyrant, not the Constitution, defines in that case what the law is.

As evidenced by the recent presidential election, it is now an open question whether ours may still be said to be a country of laws.  This question is brought into sharpest focus by the recent lawsuit filed by the State of Texas in the United States Supreme Court, which invokes that Court's "original and exclusive" jurisdiction over cases and controversies between the several States, conferred by Article III of the Constitution and by Congress (in Title 28, United States Code, Section 1251).  

While the Supreme Court's jurisdiction is normally "appellate" -- meaning that it has power to review decisions on appeal from lower courts -- "original" jurisdiction refers to the (rather rare) type of cases which must be commenced at the outset in the U.S. Supreme Court.  And the additional word "exclusive" means that no State has the ability to file any such lawsuit against another State in any state or lower court, but must bring it, if at all, before the United States Supreme Court.

Actually, due to the archaic practice of the Supreme Court, a State invoking its original jurisdiction cannot simply file a complaint in that court, but according to tradition, files a "motion for leave" (i.e., permission from the Court) to file such a complaint. According to past decisions, the Court's inherent power over its own docket confers it with the discretion to deny such leave at the outset, and so refuse to exercise such jurisdiction. However, recently justices (e.g., Justice Thomas, joined by Justice Alito) have suggested that the Court lacks that discretion when States invoking the Court's original jurisdiction have no other judicial forum available to adjudicate their claims. (See the discussion in Texas' Brief in Support of Motion for Leave to File, in the .pdf of the lawsuit, following the complaint itself, at page 34.)

The lawsuit asks the Supreme Court to take cognizance of the lawlessness in the voting for president that allegedly occurred in the various "swing" states (meaning those states whose electoral votes could, in the totals recorded in the Electoral College votes next December 14, cause the presidential election to go to one candidate or the other -- because the results otherwise would be inconclusive). There is a very good summary of the complaint's allegations of what went wrong in each swing state's voting procedures in this post, so I will not repeat them here.

Reduced to its essentials, the proposed complaint says that each swing state (Georgia, Michigan, Pennsylvania and Wisconsin) allowed persons other than that state's legislature to alter, before the 2020 election, the previously legislated procedures for choosing the presidential electors from that state. Since the United States Constitution provides, in Article II, Section 1, Clause 3 (italics added) that "each State shall appoint, in such Manner as the Legislature thereof may direct," the Electors from that State who are to cast their votes in the Electoral College on the appointed date (which this year falls on December 14), Texas charges each swing State with violating that clause by the actions their officials took without legislative authority, all as detailed in the link in the previous paragraph.

Now consider the gist of Texas' proposed complaint. The United States is a confederation of States joined in a perpetual Union for their mutual benefit. While each State is sovereign in itself, it submits that sovereignty, through the Constitution to which it accedes, to the overall authority of the United States of America -- which includes its three branches of government. It is the Constitution which defines and delimits the extent of the authority of each of those branches in respect of the country as a whole. And the Tenth Amendment to the Constitution ensures that "[t]he powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people."

Among the powers delegated to the United States are those establishing the Executive Branch (Article II of the Constitution, vesting those powers in a President). But that same Article, as noted earlier, reserves to the States the power to "appoint, in such Manner as the Legislature thereof may direct, a Number of Electors, equal to the whole Number of Senators and Representatives to which the State may be entitled in the Congress."

Notice that the language of Article II does not delegate the authority to specify how Electors may be chosen to any body other than the "Legislature" of a given State. 

Thus, neither a State's governor, nor Secretary of State, nor a county elections board, nor a county clerk or elections supervisor, nor even a State's Supreme Court or lower court, has been granted any power to specify how that State's presidential Electors  are to be chosen. Such an election of Electors for that State may be conducted only in conformity with the laws duly enacted by that State's legislature.

Normally, a State's legislature passes laws pursuant to authority granted by that State's constitution, in parallel with the way that the United States Constitution authorizes Congress to enact federal laws. But just as Congress' powers to enact laws may be constrained by the Constitution (e.g., "Congress shall make no law respecting an establishment of religion . . . "), so also may the citizens of a given State establish a constitution which limits that State's legislature in the kinds of law that it may enact.

In the case of Pennsylvania, for example, that State's constitution spells out in its Article VII the basic law for elections. Although Section 14 of that Article provides for absentee balloting, that provision in no way authorizes the kind of lax mail-in balloting that Pennsylvania's legislature purported to authorize by its enactment of laws in 2019 and 2020.

So the Texas lawsuit presents the following substantial question: When a State allows its presidential electors to be chosen in a manner beyond that authorized by its own constitution or legislature (acting in accordance with its constitution), does that unlawfulness prejudice the ability of other States to participate in the Electoral College?

It seems unarguable that such unlawfulness negates the ability of other States to elect a president under our Constitution. If the result of voting in the Electoral College is tainted by votes from States that ignored their own laws, how can one argue that the States acting illegally had no effect on the result, and operated to frustrate the efforts of those States that followed their own laws? One might as well contend that there was no disenfranchisement of women in a local election if a municipality engineered matters such that only men's votes for their candidate dog-catcher were counted.

And if we were (by constitutional amendment) to create the position of National Dog-Catcher, electable by the citizens of all 50 States, would it make any difference to the argument if one or more States were to provide by law that only males could vote for such a position? How could their votes be counted in the national tally, without a gross inequality resulting? That is the question presented by Texas' complaint.

In other words, the lawsuit presents certain facts about the procedures followed for the presidential election in the four swing states that allegedly violated their own constitutional and legislative enactments (such as extending the deadline for submission of ballots beyond Election Day as specified by Congress, or waiving the verification of absentee ballots, or by sending out to all voters mail-in ballots even if those voters did not request any absentee ballot). It then requests the Supreme Court to rule that the failure of those States to follow their own constitutional and statutory procedures means that the balloting in those States was invalid to select Electors "in such Manner as the Legislature thereof may direct", because they were elected pursuant to procedures not expressly authorized by the Legislature or Constitution of that State. And in turn, that invalidity taints the vote in the Electoral College, by mingling invalid votes with valid ones.

As Justice Marshall famously stated in Marbury v. Madison, "it is emphatically the province and duty of the judicial department to say what the law is." And that is all that the Texas complaint seeks by way of relief -- it expressly does not seek to have the Court adjudicate which candidate won the election.

Many of the opposition briefs filed in the Supreme Court exaggerate and distort the limited relief which Texas and its co-plaintiffs seek from the complaint. Georgia, for example, claims in its filing that "Texas seeks to alter how Georgia appoints it electors" (Brief in Opposition, at page 12). Exactly the opposite is true: Texas seeks to have Georgia adhere to its previous legislatively established method of appointing Electors.  It does not want Georgia to change the rules in the middle of the game. What can be wrong with that request?

Yet to read the briefs filed in opposition to Texas' motion to file its complaint is to indulge in all manner of egregious hyperbole and rodomontade concerning the supposedly "true" object of its filing. For just one extreme example, the Attorney General for Pennsylvania claims in his brief that Texas' attempt to invoke the original jurisdiction of the Court is a "seditious abuse of the judicial process" (my emphasis added). Sedition, however, is an attempt to betray, or go around, specific provisions that govern the conduct of a nation -- which can scarcely encompass the application of a State to that country's Supreme Court for relief pursuant to its Constitution. 

It is instructive, therefore, to focus on just what kind of relief the Texas lawsuit seeks. Here are the first two paragraphs from the prayer for relief, taken from the proposed complaint:

WHEREFORE, Plaintiff States respectfully request that this Court issue the following relief:

A. Declare that Defendant States Pennsylvania, Georgia, Michigan, and Wisconsin administered the 2020 presidential election in violation of the Electors Clause and the Fourteenth Amendment of the U.S. Constitution.

B. Declare that any electoral college votes cast by such presidential electors appointed in Defendant States Pennsylvania, Georgia, Michigan, and Wisconsin are in violation of the Electors Clause and the Fourteenth Amendment of the U.S. Constitution and cannot be counted.

If one were to take the opposition filed by Georgia as definitive (p. 30), one would conclude that these two prayers invoke a non-existent remedy, because no court (including the Supreme Court) can render any advisory opinion in a matter not involving a genuine "case or controversy" between the parties before it. But again, Georgia's contention to that effect is hyperbole: a declaration that Georgia failed to follow its own statutory procedures in the presidential election of 2020 would by no means be abstract or advisory, but would be akin to what the Court did in Bush v. Gore (2000) 531 U.S. 98 (per curiam) -- where its declaration of Florida's failure to apply consistent standards in the counting of ballots followed from its application of federal constitutional law to Florida's election procedures. 

Thus if it accepts Texas' complaint, the Supreme Court would be well within its adjudicatory powers to grant the relief requested in the two paragraphs quoted above. What about the next requests?

C. Enjoin Defendant States’ use of the 2020 election results for the Office of President to appoint presidential electors to the Electoral College.

D. Enjoin Defendant States’ use of the 2020 election results for the Office of President to appoint presidential electors to the Electoral College and authorize, pursuant to the Court’s remedial authority, the Defendant States to conduct a special election to appoint presidential electors.

. . .

F. Enjoin the Defendant States from certifying presidential electors or otherwise meeting for purposes of the electoral college pursuant to 3 U.S.C. § 5, 3 U.S.C. § 7, or applicable law pending further order of this Court. 

These paragraphs invoke the Court's power to provide injunctive relief, i.e., an order from the Court that a party refrain from certain conduct. Again, such relief is well within the Court's ability to grant in the context of a given lawsuit. It is meant as a remedy to preserve the status quo from being illegally altered. Under that test, the Court again could use its powers to prevent any of the swing states from certifying election results that were the product of unconstitutional election procedures. Otherwise, its judgment that they failed to follow their own required procedures would be nugatory and of no practical effect. 

(The final paragraph F of the prayer might need emendation -- it is true that is is the State, through its governor, that "certifies" the electors appointed by that State, but it is the Electors themselves, not the State, that meet "for purposes of the electoral college . . .". The suit does not propose to make the individual Electors defendants, so the Court could not issue any injunction against them to prevent them from meeting. The first part of the injunction, preventing the State from "certifying" any results of the Electors, would appear to be adequate to keep any results of their meeting from being considered by Congress when it meets to counts the votes certified by the various States on January 6.)

I do not take into consideration paragraph E of the proposed complaint, which I regard (as an order to the various States' legislatures) to be beyond the powers of the Court to grant: in this confederation, with its separation of powers, the United States judiciary has no power to order any State's legislature to pass any legislation whatsoever. 

The point, however, is moot. If the Court has the power to prohibit a State from certifying the electors chosen by an unconstitutional process, which I take as a given under our federal system, then that power is adequate to present that State's legislature with the two alternatives contained in paragraph E, namely, either provide for the selection of legally qualified Electors, by holding a new election or by appointing them directly, or else do nothing and ensure that that State will not participate in the electoral college.

In sum, I do not see any merit in the claims by the swing states (or their amici) that the Court has no ability under the Constitution to entertain the Texas lawsuit. To concede that point would be to concede that each State in this federal Union may engage in lawlessness (defined as a failure to follow its own binding laws, or to encourage their disregard) without affecting any other State, or the Union itself. 

That cannot be the case, in a nation of laws. If we fail to uphold our laws -- whether that failure be in the inaction or dereliction of individual bodies at the local level, or of State legislatures, or of the Congress, or of the United States Supreme Court -- we cease to be a nation of laws.

And in that case, we will be well on our way to becoming a nation ruled by tyranny. There is no other choice.

 [UPDATE 12/11/2020, 9:00 PM PST]  Alea iacta est.  The Supreme Court declines to deal with the country's pervasive lawlessness. The country will soon be in the hands of the lawbreakers and their enablers. The words that ring out at the start of every session of the Court have never had more meaning: "May God have mercy on the United States of America and this honorable Court!"







Sunday, November 8, 2020

Down to the Brass Tacks

Now that Election Day has passed, your Curmudgeon feels free to comment on the current mess, since all the usual suspects have shown their cards and taken their predictable stances on the very predictable result of the Presidential race. (Hint: thanks to the looseness of "mail-in balloting" as allowed by multiple States, abetted by an imaginary COVID-19 factor, the result as I write is inconclusive.) 

Notwithstanding the differing State results that are in dispute, the Democrats and their captive media have "called" the election in favor of their candidate, even though there can be no confirmed "President-Elect" until the next Congress (the 117th in our history) meets on January 6, 2021 to tally the votes from the Electoral College as certified by the governors of the respective States. And even then, it may still not be possible to declare that Candidate A or Candidate B is the definitive President-Elect of the United States. 

By Congressional statute (3 U.S.C. § 7), enacted pursuant to Article II, Sec. 1, cl. 5 of the Constitution, the Monday after the second Wednesday in December of a given Presidential election year has been specified as the date on which all State electors are to meet in their respective State capitals and cast their ballots for both President and Vice President. In 2020, that date falls on December 14.

Normally, the electors for any given State are those persons who (first) have been nominated beforehand by a registered political party or independent candidate within that State (or Congressional district), and then (second) who have the fortune to have their Presidential candidate receive the highest number of votes cast in that State (or district) in the November election. But when is it determined that a given Presidential candidate has received the requisite highest number of votes?

Ay, there's the rub. Again normally, the vote tallies in the various counties and districts of the State are completed within a day or two of Election Day, and are clear enough so that there can be no dispute about which candidate got the most votes. But occasionally, as happened in the Presidential election of 1876, and as almost happened in the Presidential election of 2000, there were disputes about which candidate prevailed in various States, so that the slate of electors entitled to cast votes for their respective candidate was rendered uncertain. The Constitution specifies that in such cases, as well as in any case where no candidate receives a majority of the Electoral College votes, the final selection of the President goes to the newly elected US House of Representatives, and the selection of the Vice President goes to the newly elected Senate.

As regards the election results in Pennsylvania, North Carolina, Georgia, Michigan, Wisconsin, Arizona and Nevada, we are witnessing a repeat of what happened in Florida in 2000.  You may recall that the then Democratic Party candidate Al Gore contested the official count in certain counties of that State in favor of the Republican Party's George W. Bush. Gore, however, was under a deadline to have the recounts he requested resolved in his favor before the Florida Secretary of State certified the official count to the Governor, who would then sign the certificates attesting selection of the Republican slate of electors to the Electoral College.

Again, Congress has legislated what happens when there is a dispute in any given State over its proper slate of electors. Section 5 of Title 3, U. S. Code, provides that if election results are contested in any state, and if the state, prior to election day, has enacted "procedures to settle controversies or contests over electors and electoral votes", and if these procedures have been applied, and the results have been determined six days before the electors’ meetings, then these results are considered to be conclusive. Six days before the prescribed meeting of the Electoral College on December 14 of this year falls on December 8. (The date is referred to as "Safe Harbor Day", because the statute makes any resolution of election disputes reached by that date presumptively conclusive, i.e., not subject to further contest.)

Thus the various contests filed by the Trump campaign in the respective States will have to have been resolved ("determined") on or before December 8, 2020 in order to have those results apply to the Electoral College vote.  Here again, however, the federal nature of our Union kicks in.  For while it probably will not be practical to have all contests in all disputed States determined in the courts by December 8, it may suffice for one such dispute to have been finally determined at the highest possible level by that date, if that determination is definitively made by the United States Supreme Court (SCOTUS), and if it fairly applies in the other cases, as well. That is because, under our federal system, the rulings of SCOTUS on federal law are automatically binding on all lower courts, both federal and State.

The case that currently is most advanced on the calendar for SCOTUS review is one brought by the Republican Party of Pennsylvania against Secretary of State Kathy Boockvar, which challenges the decision by a unanimous Pennsylvania Supreme Court to (1) extend the statutory deadline for receipt of all mail-in and personal ballots by three days after the legislated deadline of 8 p.m. on November 3; and (2) require the various election boards to include in their counts any ballots received by the extended deadline which could not definitively be shown to have been mailed after November 3 (i.e., ballots in envelopes bearing blurred postmarks, or even no postmarks at all). This ruling, be it noted, shifted the burden of proof from the individual voter to the given elections board to establish that a ballot was not sent in by the statutory deadline -- and why would a Democratic-majority elections board try to prove that a ballot for their candidate had not been sent in on time? 

In that case before SCOTUS, Justice Alito issued an order requiring segregation of all late ballots pending action on the petition for review by the full court. The Court could issue a further order in the case as early as tomorrow, or on any day this week. And whatever the Court decides will provide the best indication of whether that case will become the vehicle for resolving the disputes in other States besides Pennsylvania (to the extent those disputes involve State courts or officials changing or acting contrary to State law).

As is usual with legal matters, the issues involved are quite technical, and turn on just what relief a party has requested, and what the view of a majority of the Justices is as to whether that (or other) relief can be granted in the context of the case. Here is one very strong summary of the issues for the Republican petitioners, and here is another informed view that calls into question whether SCOTUS will grant any definitive relief.  In the words of my previous post, "you pays your money and you takes your choice."

If there is one saving grace amidst all of this confusion, it is that our Constitution again speaks quite clearly as to who has the definitive say about a State's choice of electors to the Electoral College. Here is the language of Article II, Section 1, clause 2, which has been with us since the original document was ratified in 1789 (with my bold emphasis added):
Each State shall appoint, in such Manner as the Legislature thereof may direct, a Number of Electors, equal to the whole Number of Senators and Representatives to which the State may be entitled in the Congress: but no Senator or Representative, or Person holding an Office of Trust or Profit under the United States, shall be appointed an Elector.
Thus if the various State and federal courts prove inadequate to the task of resolving the election disputes in each contested State before the Safe Harbor day of December 8, the Legislatures of those States are empowered to step in and resolve the disputes by designating their own slates of electors. And it has not gone unnoticed that of the disputed States (Pennsylvania, North Carolina, Georgia, Michigan, Wisconsin, Arizona and Nevada), all but Georgia and Arizona have Democratic governors, as well as Democratic Secretaries of State, and Democratic election officials, while they each (except for Nevada) have legislatures in which both houses have Republican majorities.  

The question thus becomes: if the proceedings to challenge the election results in each of those States become bogged down while the various courts flounder amidst all the technicalities of intervening in a given State election, will the Legislatures of those States have the gumption to exercise their Constitutional power to resolve those disputes definitively, in time for the final vote of electors by December 14? On the answer to that question depends who will be President on Inauguration Day, January 20, 2021.

A few more observations may be in order. 
  • First, the blame for the current election mess must be laid squarely at the feet of the Democrats. Only they pushed to change the rules to allow mail-in voting, ballot harvesting, no requirements for voter ID or prior registration, extended periods for both early and late voting, and similar loose measures intended to generate possibilities for manipulation. 

  • Second, the rush to "call" a winner of the 2020 election has been driven by the major news networks, who are unanimously biased against President Trump. But the media have no power under the Constitution to declare anyone as "President-Elect". That title may be bestowed only upon the winner in the Electoral College vote of December 18, or if not there, then upon the candidate selected by the new House of Representatives that convenes on January 6, 2021. 

  • Third, if the choice ultimately goes to the new House, the vote for President will not be by a majority of its individual members, but (again as specified in the Twelfth Amendment) by the collective delegations for each State in the House, with each delegation having a single vote. As of the latest results for the 435 House elections, Republicans on January 6 will control 26 of the State delegations, and will thus have a majority of the 50 delegations so voting. 

In summary, what happens between now and January 20, 2021 is pretty much up to the Republican legislators elected to Congress and to their various State legislatures. 

Thank you for bearing with me to the end of this post. I have done my best to state only facts, and not opinions, except where I ascribe what I regard as justified blame for the current uncertainty. You of course are free to disagree; I ask only that you be civil in the comments.